There
has been some mass media coverage of a report produced by C. Everett
Koop and a group medical and toxicologic specialists. Dr. Koop is
a former U.S. Surgeon General, lends his name and prestige to the
popular health site www.koop.com, and has a connection
personally to the American Council on Science & Health, which
is a private non-profit group based in New York City, funded by
foundation and corporate donations. We will
refer to this review as the Koop Report. The report reviewed
studies, primarily experimental and mostly with rodents, some with lower
primates, on the health effects of DEHP & DINP. [See "references"
section for download information.]
They concluded:
"DEHP. DEHP, as used in medical devices, is not harmful to
humans even under chronic or higher-than-average conditions of
exposure. DEHP confers considerable benefits to certain medical
devices and procedures, and its elimination without a suitable
substitute could pose a significant health risk to some individuals.
"DINP. Although results of animal toxicity tests in DINP
suggest the need for thorough evaluation, the Panel concludes that
much of this evidence has little relevance for humans and that DINP in
toys is not harmful for children in the normal use of these
toys."
There is presently little disagreement about the finding that significant
amounts of phthalates, coming mostly from the many vinyl objects in our daily
life, but also from water-based paints, cosmetics, rubbing alcohol, and other
sources, end up in our bloodstreams, digestive systems, body fat, and organs
such as liver, lung, and heart. There continues to be legitimate
disagreement over how much harm these substances are doing to people, whether
children or adults. A number of medical studies have
demonstrated the probability that adult humans, and to a greater extent
children, especially newborns or preterm infants, display symptoms of
toxicity due to accumulation of DEHP. DEHP is present in
vinyl medical tubing, blood bags, and other devices, and migrate to
blood or the lungs during intravenous feeding, transfusions, dialysis,
IV-dispensed medications, artifical ventilation with air tubes, and so
on. We have cited a few such studies in our References
section. There is little epidemiologic data for humans regarding
effects of DEHP exposure, even though desirability of this data is
unquestioned, and could be available by, for example, following dialysis
patients or hemopheliacs for health effects due to DEHP.
Obviously, there are no controlled studies in humans. There have
been many controlled animal sudies on the effects of DEHP, primarily in
rodents, also in monkeys. The argument, which is central to the
discussion on this page, is over the relevance of the findings of
damage in lower animals exposed experimentally to phthalates,
especially lab rats and mice, to human beings.
DINP, used as a plasticizer for toys, has
been less extensively studied. Estimates of exposure of children
to DINP released from PVC teethers (Dutch National Institute of Health:
see references on this site) assumed mouthing by a teething child of 12
minutes per day, and thus reached the conclusion that daily dosage was
far below hazardous levels. This also assumes that DINP does not
accumulate in body tissue (as DEHP is known to do), and that
extrapolations from animal data to human infants are valid. The
studies on DINP cited in the Koop et al review were done
primarily with rodents, and involved relatively short term
exposures. We have not actually read any of those studies.
Because of this, and because of the comparative scarcity of data on DINP
compared to DINP, we will discuss the Koop report in terms of DEHP
toxicity. This topic has been examined very thoroughly and
expertly by the Lowell Center for Sustainable Production, at University
of Massachussetts at Lowell. In fact (we hate to admit it), it is
one of the best efforts we have seen at presenting technical information
in language accessible to the lay public. We are providing a download
link for this file and for the Koop Report below on this page. We
will refer to this review on this page as the Lowell Report.
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The Koop Report appears to rely for its
conclusions on the safety of DEHP on two findings:
1. An assumption that human exposure is primarily intravenous
rather than oral. The DEHP exposure for humans reviewed in the
Koop Report mostly occurs in patients undergoing dialysis, transfusion,
and intravenous feeding. Intravenous exposure results in lower
production of mono ethylhexyl phthalate (MEHP) than does exposure
through digestion. MEHP is considered the actively toxic agent in
phthalate exposure.
2. There are certain species differences between rodents and
humans in their response to DEHP.
Briefly, these statements neglect certain
findings which may be found in studies cited and discussed in the Lowell
Report, and in one case, on this website (Ganning, 1984 - see "references")
1. When DEHP enters the
human body, the compound is metabolized into various substances that are
more readily excreted. Unfortunately,
the most important of these metabolites, mono-ethylhexyl phthalate
(MEHP) is thought to be responsible for much
of DEHP’s toxicity. The enzymes that break down DEHP into MEHP are
found mainly in the intestines but also occur in the liver, kidney,
lungs, pancreas, and plasma. Because conversion of DEHP to MEHP occurs
primarily in the intestinal tract, exposures to DEHP by ingestion may be
more hazardous than by intravenous exposure, which largely bypasses the
intestinal tract. However, MEHP has been measured in stored adult human
serum as well as in the blood sera of neonates undergoing exchange
transfusions and adults undergoing hemodialysis. MEHP is not the only
metabolite of DEHP and many of the known secondary metabolites have not
been studied for their toxicity. The initial metabolism of DEHP is
qualitatively similar among mammalian species, so that animal studies are likely
to be useful in understanding
the consequences of human exposure. The ability to metabolize DEHP is
age-related and may also depend on underlying health status in ways that
are not well-understood.
It is generally accepted that the toxicity of DEHP via one route of
exposure should be considered relevant to exposure by other routes, in
the absence of evidence to the contrary. [Lowell Report, p.3]
2.
The Koop Report seems to be based largely on the finding that primates,
especially humans, are resistant to a class of substances called
peroxisome proliferators. Peroxisomes are normal components of
cells, including liver cells, which break down fatty acids and help
synthesize cholesterol. When exposed to substances like DEHP, they
multiply abnormally and are thought to become promoters of liver
cancer. This effect is seen clearly in rodents, but its relevance
to humans is disputed.
The studies cited by Koop generally involve DEHP administration of relatively short
duration. Ganning et al (1984) (see references
below) demonstrates that peroxisome proliferation can occur in
human dialysis patients after a year of regular treatment, using PVC
equipment containing DEHP. Also, rodents strains who are bred for
non-response to Peroxisome Proliferators still do show toxic responses
to DEHP, notably testicular damage in newborn & very young animals,
including ones exposed in utero by administration of DEHP to the
mother.
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We conclude this update for the time being with the following
quote from the Lowell Report:
"There
is a general lack of adequate human toxicity or epidemiologic studies to
determine whether DEHP exposure is associated with adverse outcomes in
humans, despite the compound’s high volume production, documented
human exposure, and documented adverse effects in animals. The
lack of epidemiologic studies is at least partly explained by: (1) the
difficulty in following high risk groups, such as premature infants,
because of long latent periods between exposures and possible effects;
(2) the impacts of DEHP exposure may be subtle (such as a partial loss
in sperm production); (3) the considerable variability in human exposure
levels and the difficulty in measuring human exposure adequately; and
(4) the ubiquity of phthalate exposure in the environment, which means
that humans are exposed to DEHP through many different routes, making it
difficult to distinguish exposed and unexposed groups."
(p. 5)
[A thought occurs here - Ganning et al, p.547 (1984, cited)
mention briefly that subject rats exposed to DEHP showed changes in
liver synthesis of Cholesterol:
"Total blood is unchanged in rats treated with DEHP; however,
redistribution occurs involving a decrease of high density lipoprotein
and an increased amount of low density lipoprotein. If a similar
situation occurs in humans, these moderate changes could have an
unfavorable effect on the circulatory system".
They cite for this information Bell F.P., Patt C.S, Gillies
P.J. Effect of phthalate esters on serum cholesterol and lipid
biosynthesis in liver, testes, and epididymal fat in the rat and rabbit.
Lipids 1978; 13:673-678. Instead of looking for an epidemic of liver
disease after several decades of exposure to phthalates, ought we
instead to be looking at the prevalence of circulatory diseases - heart
attack and stroke - and asking if there are other factors besides diet,
exercise, and genetics?]
Our conclusions:
Despite the assertions of the Koop Report, the issue is far from
settled. In view of the clear weight of evidence of the toxicity
of phthalates in mammals, and at least a healthy disagreement among
academic and medical researchers regarding the relevance of controlled
animal studies to humans, the prudent course would seem obvious:
avoid unnecessary exposure to sources of DEHP and DINP. As
discussed in detail on the "plasticizers" page on this website,
in our modern industrial society we ingest phthalates from many sources
very difficult to avoid: we inhale it in our homes and cars, we eat it
in fat-containing packaged foods such as cheese and meats, we are
exposed during medical procedures. Why give toys containing the
substance to young children, who may be especially at risk? This
is just simple common sense.
References to reports cited on
this page:
Ganning A.E., Brunk U., Dallner J. (1984) Phthalate Esters and their
Effect on the Liver. Hepatology V4 No 3, Pp 541-547 [quoted on Main
Phthalates Page]
The Koop Report (on Medscape - can be downloaded in
print-friendly version. You may need to go to home page - http://www.medscape.com - and
register with username & password. It's free, but will take a
few minutes. download is approx 150k) Cut and paste the following
URL:
http://www.medscape.com/medscape/GeneralMedicine/journal/1999/
v01.n06/mgm0622.koop/mgm0622.koop-01.html
Lowell Center for Sustainable Development Report on Phthalates
Excellent overview.
http://www.uml.edu/centers/LCSP/newpdfs.htm
This is an interesting website for the environmentally concerned.
They offer on this page a free download of Adobe Acrobat Reader, which
you need to view paper. [Download is large]
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More
from the Lowell Report:
DEHP produces a spectrum
of toxic effects in laboratory animals (including rodents and primates)
in multiple organ systems including the liver, reproductive tract
(testes, ovaries, secondary sex organs), the kidneys, lungs, and heart.
It is also toxic to the developing fetus. The studies documenting these
effects range from large studies involving hundreds of animals, to
smaller ones with few animals, as well as cell culture studies, and case
reports in humans. While most of these effects have been observed in
laboratory animals at high doses (the standard procedure by which
experimental studies are made sufficiently powerful to detect small
effects), in some cases these doses were close to those that might be
experienced by individuals undergoing medical treatment. For some
adverse effects, such as testicular toxicity, the developing organism
(fetus and neonate) appears to be much more sensitive (greater toxicity
and irreversibility of effect) than the adult. It is unclear whether a
threshold (a level of exposure below which no adverse effect will occur)
for adverse effects exists. [table inserted here - download
original report]
DEHP belongs to a class of
chemicals called "peroxisome proliferators." Peroxisomes are
cell membrane organelles that contain enzymes responsible for oxidation
of fatty acids, the biosynthesis of cholesterol, and other biochemical
pathways. It is generally thought that peroxisome proliferation is
associated with liver cancer in animals, although the causal mechanisms
by which this happens are not currently known. Peroxisome proliferation
occurs to a much lesser degree in humans than in rodents and for this
reason some researchers have questioned the relevance of animal studies
of DEHP to humans.
There is still considerable
uncertainty as to the exact mechanisms by which DEHP may cause various
different adverse effects in diverse organs of laboratory animals. The
mechanisms of toxicity are likely to be multiple and variable, depending
on the health endpoint, the organ, and species studied. Recent studies
in mice exposed to DEHP show fetal toxicity, teratogenicity, testicular
lesions, and kidney cysts, though not liver lesions, in laboratory
animals bred without the receptor necessary for mediating the enzymatic
activity of peroxisomes (PPAR alpha, a receptor also present in humans).
That is, mice that have been bred to lack one of the receptors necessary
for the peroxisome development, in response to exposure to a peroxisome
proliferator, still exhibit toxic effects of DEHP. These studies
strongly support the conclusion that much of the non-hepatic toxicity of
DEHP is at least partly independent of peroxisome proliferation.
As regards toxic effects that are mediated exclusively through
peroxisome proliferation, our under-standing of their relevance to
humans turns on the extent of knowledge concerning the prevalence of
this phenomenon in humans. There may, for example, be considerable
inter-individual variability in the phenomenon of peroxisome
proliferation from exposure to a chemical such as DEHP. As a result, it
is prudent to assume that at least some fraction of the population may
be as effective at peroxisome prolifera\tion as the laboratory animals
in which most DEHP toxicity studies have been done. Moreover, it is
still not clear that peroxisome proliferation is absolutely necessary
for malignant transformation. It remains plausable that another
mechanism, such as genotoxicity, may also contribute to cancer risks.
For these reasons the carcinogenic activity of DEHP in animal
experiments may well be relevant to humans. This same conclusion was
recently reached by the California Office of Environmental Health Hazard
Assessment with regards to DEHP carcinogenicity. They stated,
"at this point...OEHHA does not find this new body of evidence [on
perixosome proliferation] points toward a determination that human
exposure to any level of DEHP is without carcinogenic risk. Rather, the
literature presents data that leave open the possibility of human
sensitivity to DEHP’s carcinogenic effects."
There is a general lack of adequate human toxicity or
epidemiologic studies to determine whether DEHP exposure is associated
with adverse outcomes in humans, despite the compound’s high volume
production, documented human exposure, and documented adverse
effects in animals. The lack of epidemiologic studies is at least partly
explained by: (1) the difficulty in following high risk groups, such as
premature infants, because of long latent periods between exposures and
possible effects; (2) the impacts of DEHP exposure may be subtle (such
as a partial loss in sperm production); (3) the considerable variability
in human exposure levels and the difficulty in measuring human exposure
adequately; and (4) the ubiquity of phthalate exposure in the
environment, which means that humans are exposed to DEHP through many
different routes, making it difficult to distinguish exposed and
unexposed groups.
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